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Core Values

We firmly believe that the ‘Treating Customers Fairly’ rules and regulations brought into operation and now policed by the Financial Conduct Authority (the UK regulator), whilst not mandatory for Isle of Man financial advisers, should be instrumental in our day to day dealings with clients.

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There are a number of outcomes which we are looking to achieve in order to demonstrate that our clients’ interests are at the centre of our business.
The outcomes are as follows –

  • Consumers can be confident they are dealing with firms where the fair treatment of customers is central to the corporate culture.
  • Products and services marketed and sold in the retail market are designed to meet the needs of identified consumer groups and are targeted accordingly.
  • Consumers are provided with clear information and are kept appropriately informed before, during and after the point of sale
  • Where consumers receive advice, the advice is suitable and takes account of their circumstances.
  • Consumers are provided with products that perform as firms have led them to expect, and the associated service is of an acceptable standard and as they have been led to expect.
  • Consumers do not face unreasonable post-sale barriers imposed by firms to change product, switch provider, submit a claim or make a complaint.

We at LMS Partners are happy to embrace the UK regulator’s rules and guidance in this regard, in order to achieve the correct and fair outcomes for our clients.